Flow Chart for Review of Significant Financial Interests (SFI)

Pre Award                                   Post Award

Investigator External Agency funds proposal submits proposal to | Office of Grad Studies & Research v with SFI disclosure checked on ---> Investigator completes the Sponsored the Proposal Transmittal Form. Project Financial Disclosure Form (PFDF) @ | v Initial Review Authority (IRA) reviews PFDF for SFI | v No SFI exists. <------> SFI exists. Signed PFDF forwarded to Signed PFDF forwarded to Graduate Studies & Research Graduate Studies & Research for filing. for SFI Review Committee @ | v SFI Review Committee Reviews PFDF and, if necessary, consults with Investigator | v Resolution of SFI <-------> No resolution of SFI | | v v No conditions necessary <------> Conditions imposed Committee completes | to resolve issues Administrative Review | | Form and signs v v | Memorandum of Understanding | is signed by Investigator and Committee v | Award from external | agency to be refused by | NDSU. | | | v v Signed Administrative Review Form is forwarded to Graduate Studies & Research. Copies are given to those who signed | | V Dean of Graduate Studies & Research notifies funding agency of conditions imposed or inability to resolve with Investigator. @ rev.1/96 kls